Supervision

As part of our responsibility to ensure fair and efficient markets, investor protection and the reduction of systematic risks in Belize’s financial markets, we require all registrants to:

• Maintain surveillance over the securities market and ensure orderly, fair and equitable dealings in securities;
• Regulate market actors with a view to maintaining proper standards of conduct and professionalism in the securities industry;
• Promote conditions that facilitate the orderly development of capital markets

Ensure compliance with the Money Laundering and Terrorism (Prevention) Act and any other law or written guidance in relation to the prevention of money laundering and the financing of terrorism