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FSC Strategic Plan 2020 – 2023

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Application Forms

FORM 16 – New Application for Registration of Public Mutual Fund

FORM 10 – Application for Registration as CEO, Compliance Officer, or Securities Representative of Registered Company

FORM 9 – Application for Registration as a Registered Company

FORM 4 – Application for Registration as a Marketplace or Self-Regulatory Organisation

FORM 1 – Application for Recognition as an Approved Auditor

Notice Forms

FORM 19 – Notice of Exempt Transaction

FORM 13 – Notice of Termination, Resignation or Retirement

FORM 7 – Notice of Proposed Issue or Transfer of Securities

FORM 6 – Notice of Change of Information

FORM 3 – Notice of Appointment, Termination or Resignation of Auditors

Report Forms

FORM 25 – Insider of Public Issuer

FORM 22 – Material Change Report

FORM 20 – Annual Report

FORM 14 – Financial and Operational Report

Other Forms

FORM 24 – Dissident Proxy Statement

FORM 23 – Management Proxy Statement

FORM 21 – Management Discussion and Analysis

FORM 18 – Prospectus

FORM 17 – Public Mutual Fund Prospectus

FORM 15 – Advertisement Made in Belize

FORM 12 – Employment of Personnel to Carry on Securities Business on Behalf of Registered Company

FORM 11 – Annual Information Update Form Registered Company

FORM 8 – Annual Information to Update Form

Personal Questionnaire for Directors, Officers and Security Holders of Persons Registered Under Part III of the Act or Registered Companies of Mutual Funds

FORM 2 – New Approved Auditor Notification Under Section 80(1) of the Act